Caterpillar Inc.
USPTO PatentsView assignee record - 4,178 granted patents across 277 technology areas, recorded in grant years 2015–2025. Grant-trend analysis is cross-referenced to USPTO Patent Public Search; it does not measure application filings, current R&D, or legal strength. Primary class: E02F (DREDGING; Soil-shifting).
The verdict
According to USPTO PatentsView, Caterpillar ranks #83 of 49,997 tracked US assignees by granted-patent volume, with 4,178 patents across 277 technology areas.
- #83
- of 49,997 US assignees by volume
- Top 1%
- by Innovation Score (69.9/100)
- 15.5
- avg claims per patent
- -21%
- grant velocity, last 5 yrs
USPTO PatentsView assignee plate
Corpus R83 · US Corporation #83 · 4,178 grants
GRANTS-LARGE · TOP-DECILE · NEAR-PEER · CPC-BROAD · INNOV-STRONG · CLAIMS-RICH · TYPE-USCORP · VEL-DOWN · BOOK-FULL
- GRANTS-LARGE 4.2K grants
- TOP-DECILE #83/49,997
- NEAR-PEER Basf SE
- CPC-BROAD E02F · 277 areas
- INNOV-STRONG 69.9/100
- CLAIMS-RICH 15.5 claims/avg
- TYPE-USCORP US Corporation
- VEL-DOWN -21% vel
- BOOK-FULL 10/10 fields
Nearest grant-volume peer: Basf SE (±13 grants)
Instrument codes from this assignee’s USPTO PatentsView grant sheet: volume band, corpus rank, photo-finish peer, lead CPC, Innovation Score, claim depth, assignee type, velocity, and book completeness. Not a USPTO rating of patent strength.
How Caterpillar’s 69.9 Innovation Score adds up
The same four weighted components behind every Innovation Score on PlainPatent: portfolio volume, grant velocity, technology breadth, and claim depth.
Innovation-score neighbourhood around Caterpillar
Lowest and highest poles plus nearest Innovation Score peers, not a full corpus board reprint.
- Qualcomm Incorporated · highest
Qualcomm Incorporated · highest
85 score
- Rheem Manufacturing · near
Rheem Manufacturing · near
70 score
- Schlumberger… · near
Schlumberger… · near
70 score
- Caterpillar · this assignee
Caterpillar · this assignee
70 score
- Shandong University · near
Shandong University · near
70 score
- HI · near
HI · near
70 score
- 3D Lighting… · lowest 7
3D Lighting… · lowest
7 score
What this shows Caterpillar's Innovation Score is 69.9/100 (top 1% of the PatentsView-derived corpus). The chart places that score against the nearest Innovation Score peers plus corpus poles, not a reprint of the volume ranking.
Does more volume mean deeper claims for Caterpillar?
Each dot is one of Caterpillar’s 8 nearest volume peers (same corpus rank neighbourhood as the chart above), placed by total granted patents (horizontal) against average claims per patent (vertical). Caterpillar’s own 15.5 claims/patent is ABOVE the 14.8 median for these volume peers. More thorough claims than most filers at this scale, not just more of them.
How Caterpillar's grant cadence moved
Between 2020–2024, Caterpillar Inc. received 1,734 grants versus 2,202 in 2015–2019 (-21% equal-window velocity, below median growth). Across complete PatentsView years, output peaked in 2015 at 531 grants and bottomed in 2020 at 318. Lead class E02F accounts for 24.9% of the portfolio across 277 subclasses. Volume neighbours: Guangdong Oppo Mobile Telecommunications Corp., Ltd. (#79) and United Microelectronics Corp. (#87).
Caterpillar's three-year grant acceleration
From 2019–2021 to 2022–2024, Caterpillar Inc. moved from 1,044 to 1,061 grants (1.02x the prior three-year total, a multiple, not a CAGR). Among 3,296 tracked assignees with ≥100 grants and ≥20 prior-period grants, that multiple ranks #1,143. See the growth leaderboard.
Who files at Caterpillar's volume?
Granted US patents 2015–2025 versus its nearest-ranked assignees by volume, this company marked ◀
- Guangdong Oppo Mo…
Guangdong Oppo Mobile Telecommunications Corp., Ltd.
4,374 patents
- Commissariat A L'…
Commissariat A L'energie Atomique ET AUX Energies Alternatives
4,218 patents
- ZTE
ZTE Corporation
4,193 patents
- Basf SE
Basf SE
4,191 patents
- Caterpillar ◀
Caterpillar Inc.
4,178 patents
- Konica Minolta
Konica Minolta, Inc.
4,158 patents
- Kyocera
Kyocera Corporation
4,151 patents
- United
United Technologies Corporation
4,091 patents
- United Microelect…
United Microelectronics Corp.
4,034 patents
What this shows Caterpillar holds 4,178 patents at rank #83, shown against the 8 assignees closest to it in grant volume rather than the industry's largest filers.
Companies ranked near Caterpillar
By rank, the assignees closest to #83 in granted patent volume.
- Guangdong Oppo Mobile Telecommunications Corp., Ltd. #79 · 4,374 patents
- Commissariat A L'energie Atomique ET AUX Energies Alternatives #80 · 4,218 patents
- ZTE Corporation #81 · 4,193 patents
- Basf SE #82 · 4,191 patents
- Konica Minolta, Inc. #84 · 4,158 patents
- Kyocera Corporation #85 · 4,151 patents
- United Technologies Corporation #86 · 4,091 patents
- United Microelectronics Corp. #87 · 4,034 patents
Leaders in E02F (Dredging)
Other assignees with the most granted patents in Caterpillar's primary technology class.
- Komatsu Ltd. 910 in class
- Hitachi Construction Machinery Co., Ltd. 595 in class
- Deere & Company 487 in class
- Kubota Corporation 320 in class
- Kobelco Construction Machinery Co., Ltd 250 in class
- Volvo Construction Equipment AB 198 in class
- CNH Industrial America LLC 178 in class
- Sumitomo Construction Machinery Co., Ltd. 167 in class
Assignees with similar portfolio profiles
Two PlainPatent-derived peer sets for Caterpillar, neither rank-band nor same-CPC leaders (those blocks stay above). In E02F (Dredging), Caterpillar ranks #1 of 348 assignees by patent count in that subclass.
Similar innovation score
Nearest assignees by Innovation Score (70 here).
Similar claim depth
Nearest assignees by average claims per patent (15.5 here).
Caterpillar's Innovation Score vs. every tracked assignee
Composite of portfolio volume, grant velocity, technology breadth, and claim depth (0–100)
70 Top 1% higher than 99% of 49,997 US assignees
Each bar is a band; taller bars hold more US assignees. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.
Source USPTO PatentsView, PlainPatent Innovation Score · 2015–2025
Grants by year
Teal-shaded recent years (2020–present) versus the 2015–2019 baseline. Full figures in the table below.
View data table
| Year | Patents Granted | Share of Period |
|---|---|---|
| 2015 | 531 | 12.7% |
| 2016 | 420 | 10.1% |
| 2017 | 474 | 11.3% |
| 2018 | 406 | 9.7% |
| 2019 | 371 | 8.9% |
| 2020 | 318 | 7.6% |
| 2021 | 355 | 8.5% |
| 2022 | 362 | 8.7% |
| 2023 | 348 | 8.3% |
| 2024 | 351 | 8.4% |
| 2025partial year | 242 | 5.8% |
Which technologies does Caterpillar Inc. patent most?
Top 15 of 277 technology areas
Data Source
USPTO PatentsView, US granted patents 2015–2025
What to do with this data
Caterpillar Inc.'s patent record in context - here's where to go next.
- Caterpillar Inc.'s lead technology class is E02F (DREDGING; Soil-shifting), 24.9% of its portfolio - see every assignee active in that class. Explore E02F
- Ranked #83 of 49,997 tracked assignees by patent volume - see the full leaderboard. See the ranking
- Compare Caterpillar Inc. against Guangdong Oppo Mobile Telecommunications Corp., Ltd., an assignee filing at a similar volume. Compare portfolios
- Innovation Score of 69.9/100 blends volume, velocity, technology breadth, and claim depth. How it's calculated
Figures reflect USPTO PatentsView grant data through May 2026; pending applications not yet granted are not counted.
Every figure on PlainPatent is rendered directly from USPTO source data, no number is typed in by an editor. This page draws directly on USPTO source data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of May 2026.