CPC technology class · E21
E21D — Shafts
Shafts; tunnels; galleries; large underground chambers. 962 US utility patents granted 2015–2025, with the leading assignees and year-by-year filing trajectory.
- 962
- US patents granted
- E21
- Parent CPC class
- 20
- Active assignees
- +52%
- 5-yr velocity
CPC subclass E21D — SHAFTS; TUNNELS; GALLERIES; LARGE UNDERGROUND CHAMBERS — covers 962 US utility patents granted between 2015 and 2025 according to USPTO PatentsView records. This subclass sits within the broader CPC class E21 (EARTH OR ROCK DRILLING; MINING), one of roughly 250 top-level technology categories in the Cooperative Patent Classification system jointly maintained by the USPTO and the European Patent Office. At the subclass level, four-character codes like E21D give the most practical resolution for tracking a specific technology domain without losing sight of adjacent filings. Every grant here has been classified by a USPTO examiner based on the technical disclosure in the patent specification.
The competitive landscape in E21D is shaped by 20 distinct companies actively filing in this space. Joy Global Underground Mining LLC leads with 48 patents, followed by China University of Mining and Technology at 272 grants and Sandvik Intellectual Property AB at 458. Concentration at the top of the leaderboard indicates whether this technology area is dominated by a handful of incumbents or fragmented across many filers — a useful signal for investors evaluating competitive moats and for product teams mapping freedom-to-operate risk.
Filing trajectory matters as much as static counts. The yearly series on this page plots grants from 2015 through 2025, highlighting whether innovation in E21D is accelerating, plateauing, or cooling. Technology areas with rising post-2020 activity often reflect emerging markets or new platform shifts, while declining filings can signal mature domains where incremental improvement has slowed. Researchers, licensing professionals, and competitive-intelligence teams use these patterns — together with the top-assignee distribution — to decide where to invest, where to license, and where to avoid entanglement. All counts on this page come directly from USPTO PatentsView and reflect US granted utility patents only.
Is E21D innovation accelerating?
US utility-patent grants per year in E21D, 2015–2025 — recent five years are up 52% versus 2015–2019.
Who leads E21D?
The 12 most active assignees in SHAFTS; TUNNELS; GALLERIES; LARGE UNDERGROUND CHAMBERS — wider bars mean more grants
- Joy Global Undergroun… 137
Joy Global Underground Mining LLC
137 patents
- China University of M…
China University of Mining and Technology
272 patents
- Sandvik Intellectual…
Sandvik Intellectual Property AB
458 patents
- Sandvik Mining and Co… 138
Sandvik Mining and Construction Oy
138 patents
- Herrenknecht Aktienge… 30
HERRENKNECHT AKTIENGESELLSCHAFT
30 patents
- Fci Holdings Delaware 22
FCI Holdings Delaware, Inc.
22 patents
- Shandong University
SHANDONG UNIVERSITY
281 patents
- Caterpillar Global Mi… 49
Caterpillar Global Mining Europe GmbH
49 patents
- Shandong University O… 99
SHANDONG UNIVERSITY OF SCIENCE AND TECHNOLOGY
99 patents
- Joy Mm Delaware 95
Joy MM Delaware, Inc.
95 patents
- China University of M… 68
China University of Mining and Technology-Beijing
68 patents
- J H Fletcher & 18
J.H. FLETCHER & CO.
18 patents
What this shows Joy Global Undergroun… is the most active filer in E21D, holding 48 of the 962 patents in this class. Concentration at the top signals how contestable this technology area is for new entrants.
View data table
| Rank | Company | Patents in E21D |
|---|---|---|
| #1 | Joy Global Underground Mining LLC | 137 |
| #2 | China University of Mining and Technology | 272 |
| #3 | Sandvik Intellectual Property AB | 458 |
| #4 | Sandvik Mining and Construction Oy | 138 |
| #5 | HERRENKNECHT AKTIENGESELLSCHAFT | 30 |
| #6 | FCI Holdings Delaware, Inc. | 22 |
| #7 | SHANDONG UNIVERSITY | 281 |
| #8 | Caterpillar Global Mining Europe GmbH | 49 |
| #9 | SHANDONG UNIVERSITY OF SCIENCE AND TECHNOLOGY | 99 |
| #10 | Joy MM Delaware, Inc. | 95 |
| #11 | China University of Mining and Technology-Beijing | 68 |
| #12 | J.H. FLETCHER & CO. | 18 |
| #13 | NCM INNOVATIONS (PTY) LTD | 11 |
| #14 | 1311854 Ontario Limited | 9 |
| #15 | J-LOK Co. | 9 |
| #16 | BOUYGUES TRAVAUX PUBLICS | 8 |
| #17 | HITACHI ZOSEN CORPORATION | 128 |
| #18 | EPIROC ROCK DRILLS AKTIEBOLAG | 35 |
| #19 | HYPERSCIENCES, INC. | 18 |
| #20 | ArcByt, Inc. | 9 |
About This Class
CPC subclass E21D belongs to class E21.
962 patents were granted in this class between 2015 and 2025.
20 companies actively patent in this space.
Classification System
Cooperative Patent Classification (CPC) is a hierarchical patent classification system used by the USPTO and EPO.
Frequently Asked Questions
What is CPC class E21D?
How many patents have been filed in E21D?
Which company holds the most patents in E21D?
How is patent data for E21D collected?
What is the difference between CPC class and subclass?
Learn More
Explore the patent dataset
Read our methodology — how this data is sourced, computed, and verified.